Course Highlights
  • Obtain a Certificate of Completion issued by The Elite Compliance Group
  • Build a Powerful Compliance Program
  • Integrate Compliance Throughout the Company
  • The Compliance Officer: Independence, Empowerment, and Resources
  • The Code of Conduct: Policies, Procedures, and Standards + Template
  • Compliance and Branding
  • Monitoring and Reporting Line
  • Fraudsters' Motivations
  • The Elements of Fraud, The Triangle of Fraud and The Triangle of Fraud Action
  • The Accidental vs. The Predator Fraudster: Demographics, Motivation, Behavioral Characteristics of
  • Internal Controls and Segregation of Duties
  • Data and Technology
  • Money Laundering Basics, Stages and Commons Schemes
  • Whistleblowing and Real Life Examples
  • Fraud Policy Must Haves
Curriculum

2 Topics
Starting Instructions
Origins of Compliance

2 Topics
Integrating Compliance Throughout the Company
Top to Bottom

1 Topic
Independence Empowerment and Resources

2 Topics
The Code of Conduct + Template
Policies Procedures and Standards

2 Topics
Training
Other Communication Flows

3 Topics
Compliance Branding and Communications with Business Partners
Monitoring
Reporting Line

1 Topic
Compliance Is More Than Meets The Eye

1 Topic
Why Individuals Do Bad Things

6 Topics
The Elements of Fraud
Why Individuals Commit Fraud
Perceived Pressure
Perceived Opportunity
Rationalization
The Essential Elements of Fraud

4 Topics
The Accidental Fraudster
Fraudster Demographics
MICE
Behavioral Characteristics

1 Topic
Financial Forensics Considerations

4 Topics
Characteristics of a Predator
The Triangle of Fraud The Triangle of Fraud Action The Fraud Scale
The Dorminey et al Meta Model
The Triangle of Fraud

5 Topics
Internal Control
Segregation of Duties
Data and Technology
Data Analysis Tools Considerations
Data Quality and Text Analysis Considerations

4 Topics
Money Laundering
Money Laundering Basics
Money Laundering Common Schemes
Crime Detection

4 Topics
Whistleblowing
WorldCom Fraud
The Choice to be a Whistleblower
Fraud Policy Must Haves

1 Topic
Certificate Sample

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