Course Highlights
  • Understand what is a compliance management system
  • Master the requirements of ISO 37301
  • Identify compliance obligations and assess compliance risks
  • Participate in the implementation or audit of a compliance management system
  • Manage and improve compliance aspects in an organization
Curriculum

4 Topics
Introduction
A compliance management system
Possible consequences of noncompliance
About ISO 37301

7 Topics
Understanding the organization and its context
Understanding the needs and expectations of interested parties
Determining the scope of the compliance management system
Compliance management system
Compliance obligations
Compliance risk assessment part 1
Compliance risk assessment part 2

6 Topics
Leadership and commitment
Compliance culture
Compliance governance
Compliance policy
Roles responsibilities and authorities
Compliance function

3 Topics
Actions to address risks and opportunities
Compliance objectives and planning to achieve them
Planning of changes

6 Topics
Resources
Competence
Awareness
Communication
Documented information part 1
Documented information part 2

4 Topics
Operational planning and control
Establishing controls and procedures
Raising concerns
Investigation processes

6 Topics
Monitoring measurement analysis and evaluation
Sources of feedback on compliance management
Development of indicators
Compliance reporting and record-keeping
Internal audit
Management review

5 Topics
Continual improvement
Nonconformity and corrective action
The certification to ISO 37301
Thank you and good bye
ISO 37301 CMS Quiz

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ISO 37301:2021. Compliance management

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