Course Highlights
  • CFA Level 1 Ethical and Professional Standards + Practice Questions
Curriculum

2 Topics
Reading 56 - Ethics and Trust in the Investment Profession
Reading 57 – Code of Ethics and Standards of Professional Conduct

7 Topics
Standard I – Professionalism
Standard II – Integrity of Capital Markets
Standard III – Duties to Clients and Prospective Clients
Standard IV – Duties to Employers
Standard V – Investment Analysis Recommendations and Action
Standard VI – Conflicts of Interest
Standard VII – Responsibilities as a CFA Institute Member or CFA Candidate

1 Topic
Reading 59 – Introduction to the Global Investment Performance Standards (GIPS)

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CFA Level 1 Ethical and Professional Standards

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